LEGAL LIABILITY CONCEPT CHECK 1. What are the four major sources of auditors’ legal liability? 2. Compare and contrast traditional auditors’ legal responsibilities to clients and third-party users under common law. How has that law changed in recent years? 3. What are the auditor’s possible defenses against lawsuits filed under the Securities Exchange Act of […]
Tag Archives: Securities
Write a research paper describing what happened, the relevant law, and the significance of the story for the industry, the company, the law, and/or you.
One of the best things about studying securities regulation is that the topic is often in the news. Every day, a company chooses to go public, an executive at a public company is charged with violating anti-fraud provisions, or a company is investigated for bribing foreign government officials. This assignment asks that you choose one […]
Why do most investors prefer to hold a diversified portfolio of securities as opposed to placing all of their wealth in a single asset?
Q1: Why do most investors prefer to hold a diversified portfolio of securities as opposed to placing all of their wealth in a single asset? Why do most investors hold diversified portfolios? Q2: Explain the benefits derived from investing in deep discount bonds. Q3: Explain how to manage bond portfolios and what are the portfolio […]
How does it affect fixed-income securities?
Discssion of Bank management FIN401 5.2 Action Required: To access the web page, just click on the link (If not working, copy it and paste to the URL) https://www.investopedia.com/terms/i/interestraterisk.asp 5.3 Test your Knowledge (Question): Q: what is interest rate risk? How does it affect fixed-income securities? 5.4 Instructions
How can we explain the success or failure of new securities or markets?
Week Seven Assignment See below for ten (10) unsolved problems in finance, answer number one and choose three (3) others and analyze those problems. 1. The effects of Inflation on Financial Management 2. Explain Risk and Return 3. How important are the exceptions to the efficient market theory? 4. Is management an off-balance sheet liability? […]
Compare the types of equity securities that companies can use to raise equity capital and understand how share prices are determined.
Topic: Research Project 2022 Financial Instruments and Markets You are expected to undertake research, analysis, take responsibility for your submission. Questions are linked – they are broken down into marks to assist you in structuring your answers and research. Compare the types of equity securities that companies can use to raise equity capital and understand […]
Write an initial post in which you explain the relationship between TIPS and the consumer price index.
Discussion 6-1 Treasury Inflation-Protected Securities In two to three paragraphs. Inflation-linked bonds, also known as treasury inflation-protected securities (TIPS), are used to protect against inflation. A good understanding of TIPS is necessary for capitalizing on market opportunities. Once you have read the chapters assigned for this module, write an initial post in which you explain […]
